SEC proposes fund cross-trading changes tied to level 2 fair value inputs
The Securities and Exchange Commission (SEC) has proposed rule changes that would allow registered investment funds to cross trade securities …
SEC proposes removing PCAOB requirement from adviser custody rule audits, examinations
The Securities and Exchange Commission (SEC) on October 1, 2026, issued a proposal that would eliminate a requirement that certain …
SEC faces delays on semiannual reporting proposal amid record number of comment letters
When the Securities and Exchange Commission (SEC) in May issued a proposal that would give public companies the option to …
SEC examines PCAOB’s audit inspections, citing industry concerns, other reasons
The Securities and Exchange Commission (SEC) initiated an examination of the Public Company Accounting Oversight Board’s (PCAOB) audit firm inspection …
PCAOB scales back quality control standard following audit firm criticism over implementation burden
In response to implementation feedback and concerns about the costs and operability of certain provisions, the Public Company Accounting Oversight …
SEC nears proposal to scale back executive compensation disclosures
The Securities and Exchange Commission (SEC) is very close to issuing a proposal that would cut back executive compensation disclosure …
SEC solicits candidates for PCAOB board seat
Securities and Exchange Commission (SEC) Chairman Paul Atkins, on August 18, 2026, said in a statement that he is soliciting …
SEC forms specialized unit to tackle accounting fraud
The Securities and Exchange Commission (SEC) on August 5, 2026, said it has established a new specialized unit within its …
PCAOB enforcement staff drops routine no-deny requirement in settlements, citing SEC alignment
The Public Company Accounting Oversight Board’s (PCAOB) enforcement staff said that it will no longer routinely require respondents in disciplinary …
SEC stays controversial Nasdaq $5 million listing rule pending review
The Securities and Exchange Commission (SEC) has paused its July 22, 2026, approval of a controversial Nasdaq proposal that would …