Americans for Financial Reform (AFR) urged the SEC to beef up disclosure requirements on Form 13F and revisit an exemption allowing certain …
The Senate on April 12, 2021, will consider approving the nomination of Gary Gensler for SEC chairman. This comes about …
As the U.S. Supreme Court is hearing oral arguments on a case that dates back to the 2008 financial crisis …
The SEC on March 24, 2021, took the first step in trying to solve the PCAOB’s inability to inspect auditors …
Senate Democrats are pushing ahead with their sweeping election reform measure, S. 1., the For the People Act, which contains …
The SEC is signaling that it will put a heavy emphasis on investor protection aspects of the agency’s tripartite mission …
Rep. Patrick McHenry of North Carolina, the top Republican on the House Financial Services Committee, in a March 12, 2021, …
Public companies are filing Form 10-Ks with 2020 results. And analysts with credit ratings agency Moody’s Investors Service said they …
The Senate Banking Committee is slated to hold a March 18, 2021, hearing on the systemic financial risks posed by …
The House is slated to vote this week on bills requiring the SEC to study reforms to 10b5-1 trading plans, …