Investor Advisory Committee Recommends Stronger SEC Regulation of SPACs
The SEC’s Investor Advisory Committee (IAC) on September 9, 2021, voted unanimously to recommend that the commission step up its …
The SEC’s Investor Advisory Committee (IAC) on September 9, 2021, voted unanimously to recommend that the commission step up its …
A Fifth Circuit judge on September 8, 2021, agreed to allow Nasdaq Stock Market LLC to intervene in a lawsuit …
SEC Commissioner Caroline Crenshaw pointed to the enforcement action against The Kraft Heinz Company last week to illustrate why the …
The U.S. Chamber of Commerce has been effective in furthering the interest of businesses with its office across from the …
A bipartisan House bill would direct the SEC’s Office of the Advocate for Small Business Capital Formation (OASB) to expand …
Phil Swagel, the director of the Congressional Budget Office (CBO), on Sept. 2 published a blog post titled “The Effects …
While the quality of a public company’s financial statement audit has gotten better over the past decade, the pace of …
Sen. Pat Toomey, the ranking member of the Senate Banking Committee, on August 26, 2021, put out a call for …
With a record-breaking number of SPAC deals happening over the past year and half, there is bound to be some …
After he became chair of the SEC in April, Gary Gensler put 49 rulemaking items to the commission’s near-term agenda, …