Former PCAOB Advisers Urge SEC Chair Gensler to Reform Audit Regulatory Board
A dozen former members of the PCAOB’s now-abolished Investor Advisory Group (IAG) urged new SEC Chair Gary Gensler to restore …
A Conversation with SASB Member Daniel Goelzer
The following is an April 8, 2021, telephone conversation with Daniel Goelzer, a standard-setting member of the Sustainability Accounting Standards …
Financial Reform Group Calls for Changes to 13F Reporting, Family Office Exemption Following Archegos Collapse
Americans for Financial Reform (AFR) urged the SEC to beef up disclosure requirements on Form 13F and revisit an exemption allowing certain …
Senate Set to Approve Gary Gensler Nomination for SEC Chairman, but Likely for Brief Term
The Senate on April 12, 2021, will consider approving the nomination of Gary Gensler for SEC chairman. This comes about …
Investors Urge Supreme Court Not to Roll Back Their Rights
As the U.S. Supreme Court is hearing oral arguments on a case that dates back to the 2008 financial crisis …
SEC Starts Rulemaking to Address Inability to Inspect Chinese Company Auditors
The SEC on March 24, 2021, took the first step in trying to solve the PCAOB’s inability to inspect auditors …
Repealing SEC Political Spending Rule Ban Faces Uphill Battle
Senate Democrats are pushing ahead with their sweeping election reform measure, S. 1., the For the People Act, which contains …
SEC Likely to Take Up Political Spending Disclosure Rulemaking
The SEC is signaling that it will put a heavy emphasis on investor protection aspects of the agency’s tripartite mission …
Rep. McHenry Urges SEC to Resist Regulatory Freeze
Rep. Patrick McHenry of North Carolina, the top Republican on the House Financial Services Committee, in a March 12, 2021, …
Moody’s Seeing Varied Practices Reporting Effects of Pandemic
Public companies are filing Form 10-Ks with 2020 results. And analysts with credit ratings agency Moody’s Investors Service said they …