By Soyoung Ho The SEC filed charges against U.S.-listed Chinese company Luckin Coffee Inc. for inflating revenue and misstating expenses …
By Soyoung Ho The Democratic administration under President Joseph Biden next year will likely bring priority changes at the SEC. …
By Bill Flook Language strengthening the SEC’s ability to recoup ill-gotten gains on behalf of defrauded investors is included in …
By Soyoung Ho A senior SEC official at a conference urged auditors of smaller public companies to continue with their …
By Bill Flook The SEC on November 19, 2020, issued final rules to streamline requirements in management’s discussion and analysis …
By Bill Flook The SEC on November 24, 2020, proposed to update the exemption allowing private companies to offer equity …
By Soyoung Ho SPACs are hot. Once regarded as somewhat shady as blank check companies, they have become the darling …
By Bill Flook The top Democrat on the Senate Banking Committee lambasted outgoing SEC Chairman Jay Clayton for implementing “one …
By Soyoung Ho When the SEC in August adopted a new rule for public companies to provide information to investors …
By Bill Flook The SEC on October 30, 2020, asked a U.S. District Court judge to toss out a lawsuit …